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Keeley Investment Corp.

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Keeley Investment Corp.

Overview:

Keeley Investment Corp., a registered Broker/Dealer, was formed in 1977 by John L. Keeley, Jr., a Chartered Financial Analyst, to provide research and brokerage services to a limited number of institutional and individual clients. We provide to our clients a range of investment vehicles and services including:

   Research on small to medium sized companies
   Management of discretionary accounts
   Mutual funds and unit investment trusts
   Hedge Funds
   Stock option strategies
   Municipal, Government and Corporate Bonds
   Underwriting participation

We also provide professional management of investments through our affiliated registered investment advisor, Keeley Asset Management Corp. (KAMCO), which was founded in 1982.

In addition to these services, Keeley Investment Corp. is the distributor of the KEELEY funds, open-end publicly traded mutual funds that include the KEELEY Small Cap Value Fund, the KEELEY Small-Mid Cap Value Fund, the KEELEY Mid Cap Value Fund, KEELEY All Cap Value Fund, KEELEY Small Cap Dividend Value Fund and the KEELEY Alternative Value Fund.

All customer accounts of Keeley Investment Corp. are carried by National Financial Services, LLC, member NYSE/SIPC, a Fidelity Investments® company.

Current trends indicate that the brokerage firms of the future will become larger and more impersonal. However, at Keeley Investment Corp., we feel many investors still seek the service of a firm that can provide the personal attention of knowledgeable, experienced brokers to help clients achieve their investment goals; on average, our brokers have over twenty years experience in the industry.

This concept of high principled, personal service has characterized our firm since its beginning in 1977.

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