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| Additional information |
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| Mischler Financial Group, Inc. |
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Overview:
Mischler Financial Group, Inc. (“Mischler”) was the first Finra-certified minority firm to be designated as a Service-Disabled-Veteran-Business Enterprise (SDVBE). Today, Mischler is a leading boutique within the financial market ecosystem; we maintain offices in 5 major cities staffed by more than 40 securities industry veterans, and we operate as a conflict-free, institutional brokerage and investment banking platform. Mischler provides debt and equity capital markets underwriting and agency-only execution within the global equities and fixed income markets. We also provide cash management for government entities and corporations, and asset management programs for liquid and alternative investment strategies.
Founder & Chairman Walter Mischler, our CEO Dean Chamberlain, as well as our other senior team members are seasoned Wall Street veterans who have previously held executive roles at the industry’s most-recognized investment banks/brokerages. Our leaders and many of our staff are US Military (Service-Disabled) Veterans who served with distinction as Officers prior to their now long-standing Wall Street careers.
Mischler Financial is uniquely-positioned to address the capital markets needs of Fortune corporate treasurers, public plan sponsors and institutional investment managers who require the capabilities typical to Tier 1 investment banks and the ability to successfully address clients’ respective minority goals and diversity mandates. To illustrate, in 2012, Mischler co-managed and/or led more than $65 Billion in Debt Capital Market underwritings.
Working as a fiduciary, we surpass client needs by providing granular trading market insight, capital market analysis, investment banking services and financial product fluency. On a transactional basis, we secure best execution by leveraging advanced trading system technologies and long-established, high-touch relationships throughout the sell-side ecosystem.
We take exceptional pride for being recognized as a fully-accredited, Service Disabled Veteran Business Enterprise (SDVBE)* by the U.S. Department of General Services Office of Small Business Certification and Resources, the California State Treasurer’s Office, and various other government agencies throughout the United States. Through this designation, one that our founders literally fought with their lives to earn, we offer a unique capability for government entities, public corporations, insurance enterprises, fund management concerns and non-profits to fulfill their regulatory requirements, mandates and fiduciary obligations that are specifically intended to honor and support service disabled veterans who seek to further achieve the American Dream. |
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History:
Established in 1994
The history of our firm began soon after the State of California led the nation by pioneering legislation that mandated the establishment of a Disabled Veterans Business Enterprise profile and enabled the creation of a new, minority-owned business category to support service disabled veterans (SDVs) in their pursuit of entrepreneurial initiatives. The spirit of this legislation was since adopted by the United States Congress through the enactment of The Veterans Entrepreneurship and Small Business Act of 1999 (The Act); legislation that was further expanded by Congress in 2001.**
Our Founder & Chairman, Walter M. Mischler is a graduate of the US Military Academy at West Point (Class of ’69) and served with both distinction and decoration in the Vietnam theatre (1971-1972) before becoming disabled, but not disheartened. Though Walt’s injury caused the end of his infantry military service, it led to the beginning of his financial industry service, best demonstrated by his multi-decade tour of duty, where he continues to meet the needs of a broad spectrum of institutional investment managers, major corporations, and government agencies extending across federal, state and municipal landscapes.
Walt has served in command and control roles throughout the course of more than 3 decades of financial market volatility and industry change. His career is highlighted by his leadership skills and commitment to fiduciary obligation, and for his widely-respected command of institutional investor needs, his fluency in the many types of equity and fixed income investment vehicles utilized by fund managers, and the logistical requirements that run parallel to meeting the needs of the most demanding constituents.
Of greatest importance, Walt has remained unwavering and steadfast in his passionate dedication to serving as a mentor to service-disabled US military veterans within our firm and the industry at large. In turn, Walt’s protégés, as well as partners, serve with distinction and integrity while meeting the diverse and demanding needs of a client base that includes many of the Industry’s most-revered corporate, government and institutional fund managers. |
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| Member:
FINRA, SIPC |
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| Toll Free:
+1 800 820 0640 |
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