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Puma Capital, LLC
       
 
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Puma Capital, LLC
 
 
Overview: 

Puma Capital, LLC (PUMA), is a registered broker-dealer, member of FINRA, wholesale equity market maker targeting mid, small, and micro-capitalization over-the-counter securities. We make markets in more than 2000 securities trading primarily on the NASDAQ, OTC Bulletin Board, and Pink Sheet exchanges. Our current product mix focuses on Distressed and Special Situation, Foreign (including ADR’s and Ordinary shares), and domestic over the counter equities. We believe our competitive position rests in our philosophy that we are here to be true “market makers.”
Member:  FINRA


 
 
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Experience The Difference. Ascent Limited provides first class wealth management and family office services. Our private banking team, assembled from a group of highly experienced banking professionals, will provide financial advice tailored to your individual requirements and keep your portfolio in tune with the latest market developments and opportunities.
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